REG - Goldman Sachs & Co. Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Amendment Qualcomm
Amendment - due to the amendment of Derivatives transactions, the disclosure made on 26 September for dealings on 25 September has been updated. Section 2(a) has been updated.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | GOLDMAN SACHS & CO. LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM INCORPORATED) |
(c) Name of the party to the offer with which exempt principal trader is connected: | ALPHAWAVE IP GROUP PLC |
(d) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 25 September 2025 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | USD 0.0001 common | |||
Interests | Short positions | |||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 2,978,677.122 | 0.28 | 478,591.122 | 0.04 |
(2) Cash-settled derivatives: | 2,110,082 | 0.20 | 233,089 | 0.02 |
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 462,492 | 0.04 | 492,878 | 0.05 |
TOTAL: | 5,551,251.12 | 0.52 | 1,204,558.12 | 0.11 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.0001 common | Purchases | 287,181 | 171.7950 USD | 162.1513 USD |
USD 0.0001 common | Sales | 298,730 | 171.7950 USD | 144.5683 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.0001 common | CFD | Opening a long position | 600 | 168.0764 USD |
USD 0.0001 common | CFD | Opening a short position | 159 | 168.6450 USD |
USD 0.0001 common | CFD | Opening a short position | 2,486 | 169.3677 USD |
USD 0.0001 common | CFD | Reducing a long position | 43 | 169.3853 USD |
USD 0.0001 common | CFD | Increasing a long position | 2,924 | 169.3869 USD |
USD 0.0001 common | CFD | Increasing a long position | 1,301 | 169.4546 USD |
USD 0.0001 common | CFD | Reducing a long position | 8,913 | 169.4708 USD |
USD 0.0001 common | CFD | Opening a short position | 1,867 | 169.4708 USD |
USD 0.0001 common | CFD | Increasing a long position | 1,875 | 169.5192 USD |
USD 0.0001 common | CFD | Reducing a long position | 184 | 169.5640 USD |
USD 0.0001 common | CFD | Reducing a short position | 2,549 | 169.5756 USD |
USD 0.0001 common | CFD | Reducing a short position | 4,159 | 169.5759 USD |
USD 0.0001 common | CFD | Reducing a short position | 41 | 169.6264 USD |
USD 0.0001 common | CFD | Reducing a short position | 300 | 169.6264 USD |
USD 0.0001 common | CFD | Reducing a short position | 800 | 169.6264 USD |
USD 0.0001 common | CFD | Reducing a short position | 300 | 169.6264 USD |
USD 0.0001 common | CFD | Increasing a short position | 771 | 169.6592 USD |
USD 0.0001 common | CFD | Reducing a long position | 374 | 169.6771 USD |
USD 0.0001 common | CFD | Increasing a long position | 150 | 169.6792 USD |
USD 0.0001 common | CFD | Increasing a long position | 1,625 | 169.6945 USD |
USD 0.0001 common | CFD | Reducing a short position | 771 | 169.8462 USD |
USD 0.0001 common | CFD | Reducing a short position | 2,984 | 169.8950 USD |
USD 0.0001 common | CFD | Reducing a short position | 4,869 | 169.8950 USD |
USD 0.0001 common | CFD | Reducing a long position | 424 | 169.9124 USD |
USD 0.0001 common | CFD | Opening a short position | 348 | 169.9124 USD |
USD 0.0001 common | CFD | Increasing a long position | 316 | 169.9197 USD |
USD 0.0001 common | CFD | Increasing a long position | 383 | 169.9197 USD |
USD 0.0001 common | CFD | Increasing a long position | 144 | 169.9197 USD |
USD 0.0001 common | CFD | Reducing a short position | 100 | 169.9935 USD |
USD 0.0001 common | CFD | Reducing a long position | 402 | 170.2266 USD |
USD 0.0001 common | CFD | Reducing a short position | 332 | 170.4437 USD |
USD 0.0001 common | CFD | Reducing a short position | 541 | 170.4440 USD |
USD 0.0001 common | CFD | Reducing a short position | 2,486 | 170.8919 USD |
USD 0.0001 common | CFD | Reducing a short position | 100 | 171.1980 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising / exercised against
Number of securities
Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
| Date of disclosure: | 26 September 2025 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8(OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENT TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: | GOLDMAN SACHS & CO. LLC |
Name of offeror/offeree in relation to whose relevant securities disclosure relates: | AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM INCORPORATED) |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
USD 0.0001 common | Call Option | Sold | 5,000 | 160.0000 USD | AMER | 16/01/2026 |
USD 0.0001 common | Call Option | Purchased | 5,000 | 165.0000 USD | AMER | 17/10/2025 |
USD 0.0001 common | Call Option | Purchased | 10,000 | 180.0000 USD | AMER | 17/06/2027 |
USD 0.0001 common | Call Option | Purchased | 10,000 | 185.0000 USD | AMER | 20/03/2026 |
USD 0.0001 common | Call Option | Purchased | 12,500 | 185.0000 USD | AMER | 16/01/2026 |
USD 0.0001 common | Call Option | Sold | 16,100 | 150.0000 USD | AMER | 16/01/2026 |
USD 0.0001 common | Call Option | Purchased | 17,500 | 175.0000 USD | AMER | 17/10/2025 |
USD 0.0001 common | Call Option | Purchased | 20,000 | 170.0000 USD | AMER | 15/01/2027 |
USD 0.0001 common | Call Option | Sold | 20,000 | 175.0000 USD | AMER | 18/06/2026 |
USD 0.0001 common | Call Option | Purchased | 20,000 | 180.0000 USD | AMER | 20/03/2026 |
USD 0.0001 common | Call Option | Sold | 28,000 | 180.0000 USD | AMER | 19/12/2025 |
USD 0.0001 common | Call Option | Purchased | 40,000 | 180.0000 USD | AMER | 15/01/2027 |
USD 0.0001 common | Call Option | Purchased | 40,000 | 190.0000 USD | AMER | 18/06/2026 |
USD 0.0001 common | Call Option | Purchased | 200,000 | 150.0000 USD | AMER | 16/01/2026 |
USD 0.0001 common | Call Option | Sold | 200,000 | 150.0000 USD | AMER | 16/01/2026 |
USD 0.0001 common | Call Option | Purchased | 200,000 | 150.0000 USD | AMER | 16/01/2026 |
USD 0.0001 common | NA | Sold | 90 | 131.4773 USD | EURO | 18/08/2026 |
USD 0.0001 common | NA | Sold | 386 | 182.0867 USD | EURO | 06/07/2026 |
USD 0.0001 common | NA | Purchased | 612 | 189.7046 USD | EURO | 14/12/2026 |
USD 0.0001 common | NA | Sold | 1,224 | 144.5683 USD | EURO | 29/01/2026 |
USD 0.0001 common | NA | Sold | 2,448 | 153.0355 USD | EURO | 06/05/2026 |
USD 0.0001 common | NA | Purchased | 4,020 | 162.1513 USD | EURO | 09/04/2026 |
USD 0.0001 common | NA | Sold | 8,930 | 142.7849 USD | EURO | 14/08/2026 |
USD 0.0001 common | Put Option | Sold | 660 | 130.9000 USD | EURO | 04/03/2026 |
USD 0.0001 common | Put Option | Purchased | 5,000 | 125.0000 USD | AMER | 17/10/2025 |
USD 0.0001 common | Put Option | Sold | 5,000 | 160.0000 USD | AMER | 16/01/2026 |
USD 0.0001 common | Put Option | Purchased | 10,000 | 150.0000 USD | AMER | 18/06/2026 |
USD 0.0001 common | Put Option | Purchased | 10,000 | 175.0000 USD | AMER | 20/03/2026 |
USD 0.0001 common | Put Option | Purchased | 10,000 | 180.0000 USD | AMER | 18/06/2026 |
USD 0.0001 common | Put Option | Purchased | 10,000 | 180.0000 USD | AMER | 17/06/2027 |
USD 0.0001 common | Put Option | Purchased | 12,500 | 130.0000 USD | AMER | 19/12/2025 |
USD 0.0001 common | Put Option | Purchased | 15,000 | 140.0000 USD | AMER | 20/02/2026 |
USD 0.0001 common | Put Option | Sold | 18,500 | 131.0000 USD | AMER | 19/12/2025 |
USD 0.0001 common | Put Option | Sold | 19,300 | 130.0000 USD | AMER | 18/06/2026 |
USD 0.0001 common | Put Option | Purchased | 20,000 | 130.0000 USD | AMER | 16/01/2026 |
USD 0.0001 common | Put Option | Purchased | 28,300 | 95.0000 USD | AMER | 16/01/2026 |
USD 0.0001 common | Put Option | Purchased | 30,000 | 160.0000 USD | AMER | 20/03/2026 |
USD 0.0001 common | Put Option | Sold | 39,400 | 135.0000 USD | AMER | 16/01/2026 |
USD 0.0001 common | Put Option | Purchased | 39,900 | 130.0000 USD | AMER | 18/06/2026 |
USD 0.0001 common | Put Option | Purchased | 40,000 | 110.0000 USD | AMER | 18/06/2026 |
USD 0.0001 common | Put Option | Purchased | 180,000 | 105.0000 USD | AMER | 16/01/2026 |
3. AGREEMENTS TO PURCHASE OR SELL
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplement form (Open Positions) with regard to cash-settled derivatives.
The currency of all pieces and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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